Date: November 2, 2017

Warren Averett Staffing and Recruiting is looking for a Branch Office Manager in Tampa for a permanent hire position. The ideal candidate will possess 4+ years of prior experience working within the financial/wealth management industry. 


  • Operate as the Branch Office Manager for a small retail brokerage office managing up to five individuals over compliance, day-to-day operations, ad-hoc projects, etc.
  • Sign off on compliance forms and other “overflow” work from the President of the office
  • Handle projects that range from investigating technology their clients can use, training the team on how to use technology and work with clients, and overseeing employees on policies and procedures
  • Work through compliance policies and standards
  • Continually evaluate firm operations to ensure efficiency in current processes and procedures


  • Bachelor’s degree
  • 4+ years of prior management experience (compliance supervisor)
  • Financial literacy regarding types of investment accounts, securities, and client account administration
  • Attention to detail and ability to research complicated accounting special projects independently
  • Must have Series 7, Series 66, Series 9/10 (preferred or 24


  • $65,000
  • 2 weeks PTO first year; 3 weeks after first year
  • 401k 5% match after first year
  • Health Insurance with half premiums coverage


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